Dave Klafter
Chief Counsel at FINRA
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Paul Rothstein
Senior Director and Assistant Chief Economist at FINRA
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Todd Beaton
Chief Counsel, Market Regulation Enforcement at FINRA
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Harvey Westbrook
Senior Director and Assistant Chief Economist at FINRA
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Tina Gubb
Chief Counsel and Senior Advisor to the Head of Enforcement (Market Regulation) at FINRA
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